Philip L. Beh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Logan Beh, who also goes by Philip L Beh, Phillip L Beh, was a registered financial advisor .
Philip is a previously registered financial advisor and started their career in finance in 1994. Philip had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2010 - February 12, 2010
GROSS DOMESTIC PRODUCT, INC
September 15, 2008 - April 30, 2019
SECURITIES SERVICE NETWORK, LLC
December 13, 2007 - September 16, 2008
FINANCIAL WEST GROUP
March 28, 1996 - December 19, 2003
SECURITIES SERVICE NETWORK, LLC
August 1, 1994 - February 21, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 1, 1994 - February 21, 1996
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
GROSS DOMESTIC PRODUCT, INC
CRD#: 147588 / SEC#: 801-133969
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROSS DOMESTIC PRODUCT, INC
CRD#: 147588 / SEC#: 801-133969
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 221 |
| AUM (Assets Under Management) | $ 119,695,379 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
