JC
Jeffrey L. Coleman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
GRAIN VALLEY, MO 64029
Some features on this profile are disabled
CRD#: 2516592
JC
Professional summary
Jeffrey Lynn Coleman, who also goes by Jeff Coleman, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Grain Valley, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Grain Valley, Missouri.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Coleman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASI. SINCE 02/2012. NOT INVESTMENT-RELATED. 1438 MINTER WAY, GRAIN VALLEY, MO. INSURANCE BROKER. TITLE-REP. DUTIES-SALES AND SERVICE OF INSURANCE. 20 HOURS/MONTH ALL DURING TRADING. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) Missouri State Representative, Jefferson City, MO 65101. 9/5/2017. State Representative. NIR, 640/YR-640/trading. 3) GRAIN VALLEY SCHOOL DISTRICT. SINCE 04/2011. NOT INVESTMENT-RELATED. 31606 PINKHILL ROAD, GRAIN VALLEY, MO. SCHOOL BOARD MEMBER. DUTIES-SCHOOL DISTRICT GOVERNANCE. 8 HOURS/MONTH. 1 HOUR/MONTH DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 3/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) GATEWAY FINANCIAL ADVISORS INC, 4101 DUBLIN BLVD, STE F PMB 57, DUBLIN, CA, 11/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/WK - .3/TRADING. 6) CIGNA HEALTH SPRING, 7400 W 110TH ST, STE 400, OVERLAND PARK, KS, 10/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 10 HR/WK - 0/TRADING. 7) GRAIN VALLEY BOARD OF EDUCATION, 31606 NE PINK HILL RD, GRAIN VALLEY, MO, 4/2011 AS BOARD MEMBER. NIR - 5/MO - 0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lynn Coleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 510 Main Street, Grain Valley, MO 64029RIA
CRD#: 134139
GRAIN VALLEY, MO
Current
July 17, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
GRAIN VALLEY, MO
Past
February 24, 2012 - July 18, 2012
FINANCIAL TELESIS INC
RIA
CRD#: 31012
GRAIN VALLEY, MO
Past
February 24, 2012 - July 18, 2012
FINANCIAL TELESIS INC
BD
CRD#: 31012
GRAIN VALLEY, MO
Past
August 21, 2009 - March 8, 2012
WADDELL & REED
RIA
CRD#: 866
INDEPENDENCE, MO
Past
August 21, 2009 - March 8, 2012
WADDELL & REED
BD
CRD#: 866
INDEPENDENCE, MO
Past
October 14, 2005 - August 24, 2009
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
INDEPENDENCE, MO
Past
October 14, 2005 - August 24, 2009
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
INDEPENDENCE, MO
Past
May 16, 2003 - October 27, 2005
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
SACRAMENTO, CA
Past
May 16, 2003 - October 27, 2005
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
January 13, 2003 - May 15, 2003
LIBERTY GROUP, LLC
BD
CRD#: 106036
OAKLAND, CA
Past
September 6, 2002 - December 31, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
November 3, 1999 - January 4, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
October 17, 1995 - November 2, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(7/28/2017)
RR
Kansas(1/10/2013)
RR
Missouri(7/17/2012)
IAR
Missouri(7/17/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
