MS
Marc H. Slavny
CONCORDE ASSET MANAGEMENT
Kennesaw, GA
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CRD#: 2515906
MS
Marc Harold SlavnyCONCORDE ASSET MANAGEMENT
Professional summary
Marc Harold Slavny, who also goes by Marc H Slavny, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Kennesaw, Georgia and CONCORDE INVESTMENT SERVICES, LLC located in Setauket, New York.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Marc has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Marc H Slavny
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fortitude Investment Group. Investment related. Setauket NY 11733. Registered Representative and DBA for securities related activities. Start date: October 2022. Full time during trading hours. 2) Marc Slavny, Investment related, Setauket NY 11733, Insurance licensed agent, Sales and management of insurance products. Start date November 2022, 1-5 hours per month during trading hours, 1-5 hours per month during non trading hours. 3) Consulting, non-investment related, consulting with people/companies to help with internal accounting, finding investors/buyers, connecting with private equity groups. Start date 3/2022. 1-5 hours per month during trading hours, 1-5 hours per month during non trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Harold Slavny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2026 - Present
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Kennesaw, GA
Current
November 3, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 61 Route 25a, Setauket, NY 11733BD
CRD#: 151604
Setauket, NY
Past
August 19, 2020 - October 28, 2022
ALEXANDER CAPITAL, L.P.
BD
CRD#: 40077
RED BANK, NJ
Past
March 19, 2018 - June 26, 2020
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
Kennesaw, GA
Past
March 16, 2018 - June 26, 2020
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
Kennesaw, GA
Past
October 3, 2017 - November 30, 2017
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ATLANTA, GA
Past
October 16, 2015 - November 30, 2017
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
ATLANTA, GA
Past
May 11, 2004 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
DULUTH, GA
Past
December 8, 2000 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
October 12, 1998 - December 21, 2000
MARION BASS SECURITIES CORPORATION
BD
CRD#: 7961
CHARLOTTE, NC
Past
August 3, 1994 - October 5, 1998
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/16/2026)
RR
Florida(11/3/2022)
RR
Georgia(11/3/2022)
IAR
Georgia(7/29/2026)
RR
New Jersey(6/8/2023)
RR
New York(11/3/2022)
RR
North Carolina(5/21/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Loading...
Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
