Michael S. Stewart
Professional summary
Michael Scott Stewart, who also goes by Mike Stewart, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Scott Stewart's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2017 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022February 3, 2016 - March 2, 2017
SEAPORT GLOBAL SECURITIES LLC
May 17, 2011 - February 12, 2016
JEFFERIES LLC
April 20, 2009 - May 19, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 22, 2008 - April 20, 2009
BARCLAYS CAPITAL INC.
July 9, 2002 - August 12, 2005
COAST ASSET SECURITIES LLC
January 11, 2000 - March 11, 2002
THOMAS WEISEL PARTNERS LLC
August 20, 1998 - January 10, 2000
CIBC WORLD MARKETS CORP.
October 1, 1997 - July 24, 1998
BANCAMERICA SECURITIES, INC.
July 26, 1996 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
September 13, 1994 - April 30, 1996
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2017)
(3/16/2017)
(3/15/2017)
(3/20/2017)
(3/15/2017)
(9/5/2017)
(3/17/2017)
(3/13/2017)
(3/14/2017)
(3/15/2017)
(3/15/2017)
(3/16/2017)
(3/13/2017)
(3/13/2017)
(3/15/2017)
(3/14/2017)
(3/13/2017)
(3/16/2017)
(3/13/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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