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TL

Timothy K. Landro

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CRD#: 2515707
TL

Professional summary

Timothy Kent Landro, who also goes by Tim Kent Landro, Tim Landro, was a registered financial professional .

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1994. Timothy had worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim Kent Landro | Tim Landro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 15, 1994 - November 10, 1994

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(8/14/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/3/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/31/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/14/1994
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESTERS FINANCIAL SERVICES, INC.
FIRST INVESTORS CORPORATION | FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305 / SEC#: , 8-13891

BD
Terminated by SEC on 10/24/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 02/07/1968
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FORESTERS INVESTMENT MANAGEMENT COMPANY, INC.SHAREHOLDER
GANNON, FRANCIS XAVIERPRESIDENT AND CHIEF FINANCIAL OFFICER6181654
REILLY, ELIZABETH ANNSENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER1428527

Disclosures

Regulatory Event34
Civil Event3
Arbitration18

Red Flags

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Company Information

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

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