Matthew S. Kurland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Seth Kurland was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1994. Matthew had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2012 - October 21, 2013
THE BENCHMARK COMPANY, LLC
May 19, 2008 - January 9, 2012
WJB CAPITAL GROUP, INC.
February 11, 2008 - May 22, 2008
J.P. MORGAN SECURITIES LLC
October 22, 2002 - February 11, 2008
BEAR WAGNER SPECIALISTS LLC
May 7, 1999 - March 27, 2002
SANDS BROTHERS & CO., LTD.
February 14, 1998 - May 5, 1999
UBS FINANCIAL SERVICES INC.
July 26, 1996 - August 25, 1997
ON-SITE TRADING, INC.
September 20, 1994 - May 1, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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