Daniel Pecoraro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Pecoraro was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 24 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2026 - March 5, 2026
YOUR IA, LLC
February 28, 2025 - December 15, 2025
QUILITY FINANCIAL ADVISORS
June 10, 2022 - January 26, 2024
MML INVESTORS SERVICES, LLC
June 8, 2022 - January 26, 2024
MML INVESTORS SERVICES, LLC
June 19, 2019 - May 23, 2022
PRUCO SECURITIES, LLC.
May 14, 2019 - May 23, 2022
PRUCO SECURITIES, LLC.
January 10, 2018 - April 29, 2019
VIRTUE CAPITAL MANAGEMENT, LLC
January 13, 2016 - December 31, 2017
PLANMEMBER SECURITIES CORPORATION
January 12, 2016 - December 31, 2017
PLANMEMBER SECURITIES CORPORATION
April 8, 2015 - August 28, 2015
PEAK WEALTH GROUP LLC
February 16, 2015 - March 3, 2015
B. RILEY WEALTH ADVISORS, INC.
December 8, 2014 - March 3, 2015
NATIONAL SECURITIES CORPORATION
February 7, 2013 - December 12, 2014
EQUITABLE ADVISORS, LLC
February 4, 2013 - December 12, 2014
EQUITABLE ADVISORS, LLC
July 14, 2011 - February 4, 2013
LEGEND ADVISORY, LLC
June 27, 2011 - February 4, 2013
LEGEND EQUITIES CORPORATION
July 29, 2010 - July 18, 2011
VALIC FINANCIAL ADVISORS, INC.
July 19, 2010 - July 18, 2011
VALIC FINANCIAL ADVISORS, INC.
January 4, 2010 - July 20, 2010
B. RILEY WEALTH ADVISORS, INC.
May 19, 2009 - July 19, 2010
NATIONAL SECURITIES CORPORATION
June 21, 2007 - November 12, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 20, 2007 - November 12, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 25, 2006 - May 23, 2007
BROOKSTREET SECURITIES CORPORATION
August 24, 2006 - May 23, 2007
BROOKSTREET SECURITIES CORPORATION
March 8, 2006 - September 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - September 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 2005 - March 8, 2006
ADVEST, INC.
January 3, 2005 - March 8, 2006
ADVEST, INC.
October 20, 2004 - January 3, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - January 3, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 21, 2004 - October 20, 2004
QUICK & REILLY, INC.
June 9, 2003 - October 20, 2004
QUICK & REILLY, INC.
March 22, 1999 - June 11, 2003
CHARLES SCHWAB & CO., INC.
March 16, 1999 - June 11, 2003
CHARLES SCHWAB & CO., INC.
December 1, 1998 - January 21, 1999
THE AGEAN GROUP, INC
November 21, 1997 - October 5, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 27, 1996 - November 24, 1997
JWGENESIS SECURITIES, INC.
May 7, 1996 - July 10, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YOUR IA, LLC
CRD#: 338535 / SEC#: 801-134511
Contact information
SEC notice filing (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
