Jay A. Toomey
Professional summary
Jay Alan Toomey, who also goes by Jay A Toomey, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Jay is registered as a RR (Registered Representative) and started their career in finance in 1994. Jay has worked at 6 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jay Alan Toomey's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2017 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116November 15, 2012 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
October 17, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
October 17, 2012 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
March 25, 2009 - October 29, 2012
MSI FINANCIAL SERVICES, INC.
April 1, 2006 - March 19, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
November 23, 1998 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
October 5, 1994 - April 16, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
Monitor Jay Toomey
Get automatic monthly alerts on:
