KB
Kenneth A. Bauman
WEST MICHIGAN ADVISORS
Holland, MI 49423
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CRD#: 2514380
KB
Professional summary
Kenneth Alan Bauman is a registered financial advisor currently at WEST MICHIGAN ADVISORS located in Holland, Michigan and LEVEL FOUR FINANCIAL, LLC located in Holland, Michigan.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.WEST MICHIGAN ADVISORS, LLC, REGISTERED RIA, INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT RELATED, 320 NORTH 120TH AVENUE, SUITE 240, HOLLAND, MI 49424. DEVOTES APPROXIMATELY 50% OF HIS TIME OR 120 HOURS PER MONTH DURING TRADING HOUR SERVING AS AN ADVISOR. STARTED 7/2021. DBA NAME FOR BROKERAGE BUSINESS CONDUCTED THROUGH LEVEL FOUR FINANCIAL, LLC., REGISTERED REPRESENTATIVE, INVESTMENT RELATED 2.INSURANCE SALES, AGENT, SERVICES AND SELLS VARIOUS LINES OF NON-SECURITIES INSURANCE PRODUCTS AND FIXED ANNUITIES, DEVOTES APPROXIMATELY 16 HOURS PER MONTH DURING TRADING HOURS / STARTED 7/2021. NON-INVESTMENT RELATED 3.CAMP NWA, LLC, NOT INVESTMENT RELATED; WHITE CLOUD, MI; 50% OWNERSHIP; START 7/2/2021; 4 HOURS PER MONTH, 0 DURING TRADING; HUNTING CAMP OWNER 4.HOLLAND HOME, RETIREMENT AND ELDERLY CARE, NOT-INVESTMENT RELATED, INVESTMENT COMMITTEE MEMBER, DEVOTE APPROXIMATELY 1 HOUR PER MONTH WITH � HOUR DURING MARKET HOURS. 5.CAMP GENEVA, YOUTH CAMP, NOT INVESTMENT RELATED, FINANCE AND INVESTMENT COMMITTEE MEMBER, DEVOTE APPROXIMATELY 1 HOUR PER MONTH WITH NO TIME DEVOTED DURING TRADING HOURS. 6. WESTERN SEMINARY, NOT INVESTMENT RELATED, NON-PROFIT, VOLUNTEER AND INVESTMENT COMMITTEE MEMBER, STARTED 1/1/2024, DEVOTE APPROXIMATELY 1/2 HOUR TO THIS ACTIVITY OUTSIDE OF TRADING HOURS, HOLLAND, MI.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Alan Bauman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2021 - Present
WEST MICHIGAN ADVISORS
Office #1: 301 Hoover Blvd. Suite 300, Holland, MI 49423RIA
CRD#: 312073
Holland, MI
Current
November 14, 2022 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 301 Hoover Blvd. Suite 300, Holland, MI 49423BD
CRD#: 25700
Holland, MI
Past
July 2, 2021 - November 17, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Holland, MI
Past
September 24, 2010 - July 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GRAND RAPIDS, MI
Past
January 1, 2008 - July 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GRAND RAPIDS, MI
Past
January 3, 2003 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
GRAND RAPIDS, MI
Past
September 16, 1994 - January 10, 2003
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEST MICHIGAN ADVISORS
TAMARISK FAMILY OFFICE | WEST MICHIGAN ADVISORS, LLC | WEST MICHIGAN ADVISORS LLC | WEST MICHIGAN ADVISORS | TAMARISK RESEARCH | TAMARISK FINANCIAL, LLC
CRD#: 312073 / SEC#: 801-120208
RIA
Registered Investment Advisory firm - (1/21/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2024)
RR
California(11/14/2022)
RR
Florida(11/14/2022)
RR
Georgia(11/14/2022)
IAR
Michigan(7/23/2021)
RR
Michigan(11/14/2022)
RR
Ohio(9/20/2024)
RR
Texas(11/14/2022)
RR
Washington(11/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WEST MICHIGAN ADVISORS
TAMARISK FAMILY OFFICE | WEST MICHIGAN ADVISORS, LLC | WEST MICHIGAN ADVISORS LLC | WEST MICHIGAN ADVISORS | TAMARISK RESEARCH | TAMARISK FINANCIAL, LLC
CRD#: 312073 / SEC#: 801-120208
RIA
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Contact information
Main Address
301 Hoover Blvd. Suite 300, Holland, MI 49423
Mailing Address
Phone number
(616) 820-1040
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,993 |
| AUM (Assets Under Management) | $ 614,378,710 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEST MICHIGAN ADVISORS
CRD#: 312073Holland, MI 49423TRUST BUT VERIFY
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Contact information
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