Joyce M. Marr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Mari Marr, who also goes by Joyce M Marr, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 2000. Joyce had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2012 - March 20, 2017
DELPHX SERVICES CORPORATION
January 3, 2007 - March 29, 2010
DELPHX SERVICES CORPORATION
April 14, 2004 - June 8, 2005
QUEST CAPITAL STRATEGIES, INC.
January 28, 2000 - May 30, 2002
INTERVEST FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DELPHX SERVICES CORPORATION
CRD#: 141368 / SEC#: , 8-67379
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
