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JM

Joyce Mari Marr

CRD# 2514290·Registered 2000 - 2017
Previously Registered: Being a previously registered professional could mean that Joyce is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joyce Mari Marr, who also goes by Joyce M Marr, was a registered financial advisor. Joyce was a previously registered financial professional and started their career in finance 2000 - 2017. Joyce had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joyce M Marr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

DELPHX SERVICES CORPORATION·CRD# 141368
BD
Malvern, PA
February 7, 2012 - March 20, 2017
DELPHX SERVICES CORPORATION·CRD# 141368
BD
Malvern, PA
January 3, 2007 - March 29, 2010
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
April 14, 2004 - June 8, 2005
INTERVEST FINANCIAL SERVICES, INC.·CRD# 29865
BD
Malvern, PA
January 28, 2000 - May 30, 2002

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Current Firm

DS
DELPHX SERVICES CORPORATION

DELPHX SERVICES CORPORATION | OPTIMAL INVESTMENT CORPORATION

CRD#: 141368 / SEC#: 8-67379
BD
Terminated by SEC on 10/04/2026

Contact Information

Established

Delaware since 02/02/2006

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DELPHX CORPORATIONOWNER OF ALL DELPHX SERVICES CORPORATION SHARES—
STOUBER, RANDY MARCCCO1104531

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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