AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PJ

Perry James Johnson Iii

AIF®
SOVRAN ADVISORS
Pasadena, CA
·CRD# 2514257·15 years experience

Professional Summary

Perry James Johnson III, AIF® is a registered financial advisor currently at SOVRAN ADVISORS, LLC located in Pasadena, California and CETERA WEALTH SERVICES, LLC located in Pasadena, California. Perry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Perry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Danielle Purcell Barrios
Beverly Hills, CA · CRD#
View profile
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

15 years in the financial services industry

Current & Past Employments

SOVRAN ADVISORS, LLC·CRD# 329415
RIA
150 S Los Robles Ave Suite 750, Pasadena, CA 91101
February 19, 2025 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
1. 150 S Los Robles Ave Ste 750, Pasadena, CA 911012. 1730 W Cameron Ave #200, West Covina, CA 91790
February 19, 2025 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
West Covina, CA
November 29, 2017 - December 31, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
West Covina, CA
November 29, 2017 - March 5, 2025
TRILOGY CAPITAL, INC.·CRD# 281597
RIA
West Covina, CA
February 5, 2016 - February 19, 2025
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
West Covina, CA
May 28, 2013 - November 29, 2017
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
West Covina, CA
March 27, 2012 - November 29, 2017
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
September 21, 1994 - March 8, 1995
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
August 22, 1994 - September 12, 1994

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

Current Firm

SA
SOVRAN ADVISORS, LLC

AIMPOINT WEALTH MANAGEMENT | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PLR WEALTH MANAGEMENT | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OMEGA WEALTH STRATEGIES WEALTH MANAGEMENT & INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | EMPIRE PRIVATE WEALTH | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS | COMPASS CAPITAL | COLLEGE PLANNING AMERICA

CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)

Contact Information

Main Address

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108

Phone Number

(619) 281-9890

# of Employees

64

SEC notice filing (33 States and Territories)

Registered to provide investment advisory services in 33 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOVRAN ADVISORS, LLC - FORM ADV PART 2A (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,135

AUM (Assets Under Management)

$1,874,347,252

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 01/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 2. Name of other business: Fixed insurance with various companies Investment related: Yes Address: same as registered location Nature of business: Fixed Insurance Start Date: 05/2012 Apx number of hours per week: 5 Apx number of hours during trading hours: 5 Position/title/relationship: Insurance Agent Brief description of duties: Sales of life, disability, annuities, and long-term care; 3. Name of other business: The Financial Collective Investment related: Yes Address: same as registered location Nature of business: DBA - branding team name Start date: 11/2024 Position/title/relationship: Owner/ Financial Professional Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Providing financial planning services to clients; 4. NAME OF OTHER BUSINESS: PINNACLE WEALTH COLLECTIVE INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX REPORTING ENTITY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX REPORTING PURPOSES;

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SOVRAN ADVISORS, LLC

AIMPOINT WEALTH MANAGEMENT | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PLR WEALTH MANAGEMENT | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OMEGA WEALTH STRATEGIES WEALTH MANAGEMENT & INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | EMPIRE PRIVATE WEALTH | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS | COMPASS CAPITAL | COLLEGE PLANNING AMERICA

CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(2/19/2025)
RR
California
(2/19/2025)
IAR
California
(2/19/2025)
RR
Florida
(5/16/2025)
RR
Georgia
(2/19/2025)
RR
Idaho
(3/11/2025)
RR
Illinois
(2/19/2025)
RR
Indiana
(2/19/2025)
RR
Iowa
(8/11/2026)
RR
Mississippi
(3/11/2025)
RR
Missouri
(5/5/2026)
RR
Nevada
(3/5/2025)
RR
Oregon
(3/5/2025)
RR
Texas
(2/19/2025)
IAR
Texas
(2/19/2025)
RR
Utah
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2012About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Perry James Johnson III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
AL
Annelyn Alita Lanuza

RBC CAPITAL MARKETS, LLC

BEVERLY HILLS, CA · CRD#
AF
Albert Edward Faber III

DIWY FINANCIAL PLANNING

LOS ANGELES, CA · CRD#
PJ
Follow Perry
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required