RD
Rhonda G. Dickson
TRUIST ADVISORY SERVICES
RICHMOND, VA
Some features on this profile are disabled
CRD#: 2514144
RD
Professional summary
Rhonda Gaines Dickson, who also goes by Rhonda Gaines Coleman, Rhonda L Gaines, Rhonda Lenece Gaines, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Rhonda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Rhonda has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rhonda Gaines Coleman | Rhonda L Gaines | Rhonda Lenece Gaines
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: LINE DANCE INSTRUCTOR NATURE: I WILL BE TEACHING LINE DANCING AT A LOCAL COMMUNITY CENTER. PARTICIPANTS WILL BE CHARGED A NOMINAL FEE (APPROX $4 PER CLASS). INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 10/02/2013 ADDRESS: RICHMOND VA DESCRIPTION: I WILL BE TEACHING LINE DANCING AT A LOCAL COMMUNITY CENTER. PARTICIPANTS WILL BE CHARGED A NOMINAL FEE (APPROX $4 PER CLASS). TBD POSITION: Owner/President NATURE: I plan to establish an LLC that will own/operate dance studio/event space. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: Richmond VA, United States DESCRIPTION: Operate dance studio: teach classes, rent space to event planners, manage enrollment, etc... 5 LOAVES CORP POSITION: Board Member NATURE: Non-profit tax-exempt organization whose goal is to alleviate hunger by distributing food, commodities and groceries to sheltered, unsheltered, seniors and other economically disadvantaged families INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: Richmond VA, United States DESCRIPTION: Assist with promoting and supporting goals of the organization. DICKSON CONTRACTING POSITION: TBD NATURE: Construction and contracting company that provides a range of residential and commercial services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: Richmond VA, United States DESCRIPTION: I will be assisting my husband with management of his business. I anticipate assisting with the financial aspects of the business, but my exact duties have not been determined.
CRS (Client Relationship Summary) - RIA
Click below to view Rhonda Gaines Dickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
RICHMOND, VA
Current
March 27, 2008 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23286BD
CRD#: 17499
Richmond, VA
Past
March 27, 2008 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
RICHMOND, VA
Past
August 15, 2006 - April 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
August 23, 2004 - April 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Past
January 25, 2002 - August 11, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
December 12, 2001 - January 29, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 25, 1999 - October 4, 2001
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
June 10, 1999 - October 5, 2001
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
January 16, 1998 - July 17, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
May 3, 1995 - December 1, 1997
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/28/2020)
RR
Virginia(3/27/2008)
IAR
Virginia(9/15/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
