Fernando E. Grillo
Professional summary
Fernando Eulogio Grillo, who also goes by Fernando Eulogio Grillo-alicea Mr., is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Chicago, Illinois.
Fernando is registered as a RR (Registered Representative) and started their career in finance in 1996. Fernando has worked at 3 firms and has passed the SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fernando Eulogio Grillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 161 N. Clark Street Suite 1600, Chicago, IL 60601December 6, 2010 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
December 23, 2008 - November 16, 2010
SAMUEL A. RAMIREZ & COMPANY, INC.
June 7, 1996 - May 1, 2000
SAMUEL A. RAMIREZ & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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