Michael A. Mitgang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Mitgang was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2022 - December 31, 2023
LIGHTPATH CAPITAL, INC
January 27, 2015 - December 31, 2020
LIGHTPATH CAPITAL, INC
February 28, 2013 - February 7, 2014
THE SPARTAN GROUP
October 30, 2008 - April 24, 2009
PAGEMILL PARTNERS, LLC
October 21, 2003 - May 11, 2007
DIRECT CAPITAL SECURITIES, INC.
December 10, 1999 - March 13, 2002
PIPER SANDLER & CO.
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
August 23, 1994 - February 12, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIGHTPATH CAPITAL, INC
CRD#: 34617 / SEC#: , 8-46299
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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