Michael A. Mitgang
Professional summary
Michael Alan Mitgang is a registered financial professional currently at CAMDEN FINANCIAL SERVICES located in Keller, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Alan Mitgang's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2026 - Present
CAMDEN FINANCIAL SERVICES
Office #1: 4913 Bateman Road, Keller, TX 76244December 14, 2022 - December 31, 2023
LIGHTPATH CAPITAL, INC
January 27, 2015 - December 31, 2020
LIGHTPATH CAPITAL, INC
February 28, 2013 - February 7, 2014
THE SPARTAN GROUP
October 30, 2008 - April 24, 2009
PAGEMILL PARTNERS, LLC
October 21, 2003 - May 11, 2007
DIRECT CAPITAL SECURITIES, INC.
December 10, 1999 - March 13, 2002
PIPER SANDLER & CO.
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
August 23, 1994 - February 12, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CAMDEN FINANCIAL SERVICES
CRD#: 19925 / SEC#: , 8-37303
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
Red Flags
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