Stephen T. Boudreau

STRATEGIC RETIREMENT PLAN CONSULTANTS

ACTON, MA

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CRD#: 2513397

Professional summary

Stephen Theodore Boudreau, AIF® is a registered financial advisor currently at STRATEGIC RETIREMENT PLAN CONSULTANTS, INC. located in Acton, Massachusetts and ALERA INVESTMENT ADVISORS, LLC located in Acton, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Stephen has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/16/2016 - Strategic Retirement Plan Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/15/2016 - 40 Hours Per Month During Securities Trading. 2. 3/20/2018 - Strategic Retirement Plan Consultants, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/01/2018 - 20 Hours Per Month/2 Hours During Securities Trading - I provide administrative support to SRPC , an independent investment advisor firm for financial planning and consulting services. I started this business activity in 3/2018. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Theodore Boudreau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 16, 2018 - Present

STRATEGIC RETIREMENT PLAN CONSULTANTS, INC.

RIA

CRD#: 292970

ACTON, MA

Current

January 31, 2025 - Present

ALERA INVESTMENT ADVISORS, LLC

Office #1: 13 Captain Handley Rd, Acton, MA 01720

RIA

CRD#: 287906

Acton, MA

Past

May 18, 2016 - November 19, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ACTON, MA

Past

May 13, 2016 - November 19, 2024

LPL FINANCIAL LLC

CRD#: 6413

ACTON, MA

Past

May 2, 2016 - May 13, 2016

MMA SECURITIES LLC

RIA

CRD#: 44254

Boston, MA

Past

January 4, 2016 - May 13, 2016

MMA SECURITIES LLC

CRD#: 44254

Boston, MA

Past

March 10, 2014 - January 6, 2016

MMC SECURITIES LLC

RIA

CRD#: 103846

Boston, MA

Past

February 6, 2013 - January 6, 2016

MMC SECURITIES LLC

CRD#: 103846

NEW YORK, NY

Past

September 18, 2007 - January 11, 2013

DWS DISTRIBUTORS, INC.

CRD#: 37306

BOSTON, MA

Past

June 28, 2000 - June 5, 2001

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

September 22, 1994 - May 2, 2000

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/16/2018)

IAR

New York
(4/17/2021)

IAR

Texas
(5/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/27/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/17/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen T. Boudreau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Theodore Boudreau's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALERA INVESTMENT ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MMA SECURITIES LLC

MMA SECURITIES LLC

MMC SECURITIES LLC

MMC SECURITIES LLC

DWS DISTRIBUTORS, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2013

Series 63

Date: 11/27/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2008

Series 6

Date: 9/17/2007

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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