Oleg A. Babekov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oleg Alex Babekov, who also goes by Alex O Babekou, Oleg A Babekov, was a registered financial professional .
Oleg is a previously registered financial professional and started their career in finance in 1999. Oleg had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2021 - November 26, 2023
AVALON
November 4, 2011 - March 24, 2021
B. RILEY WEALTH ADVISORS, INC.
September 22, 2006 - March 24, 2021
NATIONAL SECURITIES CORPORATION
January 30, 2006 - May 19, 2006
EASTBROOK CAPITAL GROUP LLC
February 8, 2005 - March 1, 2006
JOSEPH STEVENS & CO., INC.
May 31, 2002 - March 13, 2003
WESTROCK ADVISORS, INC.
April 19, 2001 - May 30, 2002
CONTINENTAL BROKER-DEALER CORP.
January 25, 2001 - April 24, 2001
MERCER PARTNERS INCORPORATED
June 8, 2000 - February 1, 2001
HAPOALIM SECURITIES USA, INC.
May 28, 1999 - June 2, 2000
MILLENNIUM SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVALON
CRD#: 168033 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 111 |
| AUM (Assets Under Management) | $ 23,909,183 |
Red Flags
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