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Michael Theodore Glover Jr

SOUTHSTATE SECURITIES
Tampa, FL
·CRD# 2513042·28 years experience

Professional Summary

Michael Theodore Glover JR, who also goes by Michael T Glover Jr, Mike Glover Jr, Michael Theodore Glover, is a registered financial advisor currently at SOUTHSTATE SECURITIES CORP. located in Tampa, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 3 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael T Glover Jr, Mike Glover Jr, Michael Theodore Glover

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SOUTHSTATE SECURITIES CORP.·CRD# 6950
BD
400 N Ashley Drive Suite 2900, Tampa, FL 33602
October 25, 2023 - Present
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
St. Petersburg, FL
July 28, 2021 - February 15, 2023
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
St. Petersburg, FL
December 3, 1998 - December 11, 2008
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
November 24, 1998 - December 11, 2008

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Current Firm

SS
SOUTHSTATE SECURITIES CORP.

A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | SOUTHSTATE SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP

CRD#: 6950 / SEC#: 801-68820, 8-18971
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

Mailing Address

6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

Phone Number

(901) 260-6800

Established

Tennessee since 03/31/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTHSTATE BANK, NATIONAL ASSOCIATIONOWNER—
BONONNO, JOSEPH KEMPCHIEF FINANCIAL OFFICER7437632
CHERRY, JAMES CROWELLCHIEF COMPLIANCE OFFICER2870353
HODGES, STUART LEESVP, PRESIDENT7370566
HOWARD, HEATHER DIANECORPORATE SECRETARY/COMPLIANCE OFFICER4349745
TUCKER, KIMBERLY SHAYOPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER7370391

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/25/2023)
RR
Tennessee
(10/25/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2021About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jul 2021About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1998About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Theodore Glover JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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