Kevin M. Brady

LONG RUN WEALTH ADVISORS

Lake Placid, NY 12946

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CRD#: 2512891

Professional summary

Kevin Michael Brady, CFP® is a registered financial advisor currently at LONG RUN WEALTH ADVISORS, LLC located in Lake Placid, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kevin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Business : Placid Lake Partners LLC Address: 635 Mirror Lake Drive,Lake Placid, NY Nature of the Business: Rental Real Estate Position/Title: Partner Investment Related:Yes Start Date: 01/01/2016 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: My wife and I own rental real estate inside the LLC. (2)Name of Business : Champlain National Bank Address: Willsboro, NY Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:No Start Date: 03/15/2017 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 1 Description of duties: Board member of local community bank. The bank has nine (9) branches in our local area and I have been asked to join the board. It is currently made up of 13 local business and community leaders. The role will be on general governance of the bank.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 11, 2021 - Present

LONG RUN WEALTH ADVISORS, LLC

Office #1: 55 Barn Road Suite 206, Lake Placid, NY 12946

RIA

CRD#: 311415

Lake Placid, NY

Past

July 17, 2019 - December 31, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LAKE PLACID, NY

Past

December 1, 2015 - December 31, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LAKE PLACID, NY

Past

December 4, 2012 - January 10, 2014

INSTINET, LLC

CRD#: 7897

NEW YORK, NY

Past

November 3, 2008 - December 3, 2012

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

BOSTON, MA

Past

September 22, 2008 - November 5, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

August 22, 2001 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONG RUN WEALTH ADVISORS, LLC

CRD#: 311415 / SEC#: 801-119953

RIA

Registered Investment Advisory firm - (12/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/11/2021)

IAR

Texas
(12/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/13/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/5/1997

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2006

General Securities Principal Examination

Current Firm

LONG RUN WEALTH ADVISORS, LLC

CRD#: 311415 / SEC#: 801-119953

RIA

Registered Investment Advisory firm - (12/9/2020 Approved)

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Contact information

Main Address

55 Barn Road Suite 206, Lake Placid, NY 12946

Mailing Address

Phone number

(518) 523-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR LONG RUN WEALTH ADVISORS, LLC (5/23/2025)

Regulatory assets under management

Total Number of Accounts	2,062
AUM (Assets Under Management)	$ 514,203,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

INSTINET, LLC

NOMURA SECURITIES INTERNATIONAL, INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

LONG RUN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2016

Series 63

Date: 9/4/2001

SIE

Date: 10/1/2018

Series 55

Date: 7/13/2004

Series 7

Date: 8/21/2001

Series 3

Date: 8/5/1997

Series 24

Date: 3/28/2006

Current Firm

LONG RUN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONG RUN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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