Matthew J. Floit
Professional summary
Matthew Jon Floit is a registered financial professional currently at SIGNATURE ESTATE SECURITIES, LLC located in Los Angeles, California.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Jon Floit's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2025 - Present
SIGNATURE ESTATE SECURITIES, LLC
Office #1: 2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067July 20, 2021 - December 31, 2023
TD AMERITRADE, INC.
July 26, 1999 - August 23, 2025
CHARLES SCHWAB & CO., INC.
July 18, 1995 - February 4, 1999
CHARLES SCHWAB & CO., INC.
October 10, 1994 - January 4, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2025)
Exams
FINRA
Current Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
