Teresa L. Barie
CETERA INVESTMENT ADVISERS LLC
OLEAN, NY 14760
Some features on this profile are disabled
CRD#: 2512324
Professional summary
Teresa Lynn Barie, CFP®, who also goes by Teresa Lynn Austin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Olean, New York and CETERA WEALTH SERVICES, LLC located in Olean, New York.
Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Teresa has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Teresa Lynn Austin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 11/1995 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 TITLE: AGENT/IND CONTRACTOR DUTIES: SELLS LIFE AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: FOX HOLDINGS, INC DBA H&R BLOCK AND FOX FINANCIAL SERVICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION SERVICES, BOOKKEEPING, PAYROLL START: 1/1998 TITLE: OFFICE MANAGER / VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 DUTIES: MANAGE H&R BLOCK. HIRE, TRAIN, OVERSEE ALL EMPLOYEES 3. NAME OF OTHER BUSINESS: TERESA BARIE INVESTMENT RELATED: NO ADDRESS: 1306 EL LOBO WAY, THE VILLAGES, FL 14760 NATURE OF BUSINESS: RENTAL PROPERTIES START: 8/2015 TITLE: CO-OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL DUTIES: I AM CO-OWNER OF ABOVE RENTAL PROPERTY WITH MY HUSBAND THOMAS BARIE, I FACILITATE: TENANTS AS THIS IS VACATION RENTAL, REPAIRS AND MAINTENANCE AND PERFORM ALL BOOKKEEPING RELATED TO THIS PROPERTY. 4. NAME OF OTHER BUSINESS: TERESA BARIE; INVESTMENT RELATED: NO; ADDRESS: 41 MAIN ST, HAMMONDSPORT, NY 14840; NATURE OF BUSINESS: RENTAL PROPERTY; START: 09/2022; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; DUTIES: FACILITATE TENANTS, REPAIRS & MAINTENANCE & ALL BOOKKEEPING PERTAINING TO THE PROPERTY; 5. NAME OF OTHER BUSINESS: TERESA BARIE INVESTMENT RELATED: NO ADDRESS: 1440 SOUTH AVE, OLEAN, NY 14760 NATURE OF BUSINESS: RENTAL PROPERTIES START: 6/2003 TITLE: CO-OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL DUTIES: CO-OWNER WITH SPOUSE. I FACILITATE TENANTS, REPAIRS AND MAINTENANCE AND ALL BOOKKEEPING PERTAINING TO THIS RENTAL PROPERTY 6. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL HOME; START: 8/2023; POSITION/TITLE/RELATIONSHIP: HOMEOWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: RENT OUT HOME; 7. NAME OF OTHER BUSINESS: POWER OF ATTORNEY INVESTMENT RELATED: NO ADDRESS: 300 AUSTIN CT, OLEAN, NY 14760 NATURE OF BUSINESS: POWER OF ATTORNEY START: 7/2018 TITLE: POWER OF ATTORNEY FOR FATHER'S GIRLFRIEND APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL DUTIES: POA, CURRENTLY NOT BEING UTILIZED AS SHE IS CURRENTLY OF SOUND MIND AND ABLE TO SIGN ON HER OWN. 8. NAME OF OTHER BUSINESS: FOX FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START: 1/1998 TITLE: IND CONTRACTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START: 5/2024; TITLE: NOTARY PUBLIC; APX # OF HRS/WK & DUR TRD HRS: LESS THAN 1; DUTIES: NOTARIZE DOCUMENTS; 10. NAME OF OTHER BUSINESS: BARIE RENTAL; INVESTMENT RELATED: NO; ADDRESS: 442 SAN PEDRO DR, THE VILLAGES, FL 32159; NATURE OF BUSINESS: PROPERTY RENTAL; START: 5/2024; TITLE: HOME OWNER; APX # OF HRS/WK: 3; APX # OF HOURS DURING TRADING HOURS: 1; DUTIES: UTILIZE AIRBNB & VRBO, MANAGING THE PROPERTY, FACILITATING RENTER, OVERSEEING REPAIRS, DEPOSITING INCOME AND PAYING BILLS;
CRS (Client Relationship Summary) - RIA
Click below to view Teresa Lynn Barie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 487 N Union St, Olean, NY 14760RIA
CRD#: 105644
OLEAN, NY
Current
October 30, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 487 N Union St, Olean, NY 14760BD
CRD#: 13572
Olean, NY
Past
March 31, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
October 30, 2020 - December 31, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 10, 2018 - January 29, 2018
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Bradford, PA
Past
October 6, 1994 - November 4, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BRADFORD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/12/2023)
RR
Florida(10/30/2020)
RR
Kentucky(10/30/2020)
RR
Nevada(10/30/2020)
RR
New Hampshire(10/30/2020)
RR
New York(10/30/2020)
IAR
New York(6/29/2023)
RR
North Carolina(11/9/2020)
RR
Ohio(10/30/2020)
RR
Pennsylvania(10/30/2020)
RR
South Carolina(10/30/2020)
RR
Texas(8/21/2024)
IAR
Texas(8/21/2024)
RR
Virginia(10/30/2020)
RR
West Virginia(10/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Olean, NY 14760TRUST BUT VERIFY
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