John M. Juco
Professional summary
John Morato Juco is a registered financial advisor currently at NEEDHAM & COMPANY, LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 13 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Morato Juco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Morato Juco's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2022 - Present
NEEDHAM & COMPANY, LLC
Office #1: 250 Park Avenue 10th Floor, New York, NY 10177October 13, 2022 - Present
NEEDHAM & COMPANY, LLC
Office #1: 250 Park Avenue 10th Floor, New York, NY 10177June 24, 2022 - October 19, 2022
PARK AVENUE SECURITIES LLC
June 24, 2022 - October 19, 2022
PARK AVENUE SECURITIES LLC
August 19, 2019 - June 13, 2022
MORGAN STANLEY
August 14, 2019 - June 13, 2022
MORGAN STANLEY
October 11, 2017 - June 28, 2019
FORESTERS ADVISORY SERVICES, LLC
May 18, 2016 - June 28, 2019
FORESTERS FINANCIAL SERVICES, INC.
September 30, 2005 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
August 6, 2003 - September 5, 2013
WALNUT STREET SECURITIES, INC.
August 6, 2003 - January 2, 2015
NEW ENGLAND SECURITIES
January 29, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 29, 2003 - April 25, 2016
MSI FINANCIAL SERVICES, INC.
March 17, 1999 - May 15, 2001
HARRISDIRECT LLC
April 8, 1996 - March 21, 1999
FIRST SUMMIT SECURITIES, INC.
July 21, 1994 - August 23, 1994
INVESTORS ASSOCIATES, INC.
Primary Firm SEC Registration
NEEDHAM & COMPANY, LLC
CRD#: 16360 / SEC#: 801-62735, 8-33772
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2022)
(10/13/2022)
(10/13/2022)
(10/13/2022)
(10/13/2022)
(12/4/2024)
(10/13/2022)
(10/13/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
NEEDHAM & COMPANY, LLC
CRD#: 16360 / SEC#: 801-62735, 8-33772
Contact information
SEC notice filing (14 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEEDHAM HOLDINGS, LLC | MEMBER | |
| IACOVONE, JACK JAMES | MANAGING DIRECTOR, CEO & HEAD OF INVESTMENT BANKING | 2877398 |
| PRIOR, JOHN JOSEPH JR | MANAGING DIRECTOR, CEO OF THE NEEDHAM GROUP, INC. | 1076802 |
| ABBRUZZESE, JAMES MICHAEL | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & ACTING HEAD OF SALES | 2960715 |
| FIORDALISO, ROBERT JOSEPH | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | 2518397 |
| LAUFER, DAVID MICHAEL | MANAGING DIRECTOR, HEAD OF TRADING & SALES TRADING | 4336854 |
| MALIK, ANDREW JOSEPH | MANAGING DIRECTOR, CHAIRMAN | 317860 |
| MALLOY, JOHN PATRICK | MANAGING DIRECTOR, CO-DIRECTOR OF RESEARCH | 5322002 |
| MALONEY, THOMAS ANTHONY | MANAGING DIRECTOR, CO-DIRECTOR OF RESEARCH | 2386331 |
| MERLINO, SALVATORE ANTHONY | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 4397078 |
Disclosures
| Regulatory Event | 27 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
