Theodore S. Jennings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Steven Jennings, who also goes by Theodore S Jennings, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1994. Theodore had worked at 2 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2011 - April 13, 2017
ASHLAND INVESTMENT ADVISERS
August 2, 1994 - March 7, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
ASHLAND INVESTMENT ADVISERS
CRD#: 139525 / SEC#:
Contact information
Red Flags
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