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RK

Rodelyn A. Kupfersmid

Some features on this profile are disabled
CRD#: 2512055
RK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rodelyn Andres Kupfersmid, who also goes by Rodelyn M Andres, Rodelyn Moreno Andres, Rodelyn Andres Coppock, Rodelyn Coppock, Rodelyn Andres Pelayo, Rodelyn M Pelayo, was a registered financial professional .

Rodelyn is a previously registered financial professional and started their career in finance in 1995. Rodelyn had worked at 16 firms and has passed the Series 65, Series 63, Series 6TO, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rodelyn M Andres | Rodelyn Moreno Andres | Rodelyn Andres Coppock | Rodelyn Coppock | Rodelyn Andres Pelayo | Rodelyn M Pelayo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE LICENSE - Non-Producer POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2025 ADDRESS: 1848 S Elena Avenue, Suite 100, Redondo Beach, CA 90277, United States DESCRIPTION: Insurance sales support. SEIA LLC POSITION: Client Service Manager, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 06/30/2025 ADDRESS: 1848 S Elena Avenue, Suite 100, Redondo Beach, CA 90277, United States DESCRIPTION: RIA sales & service

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 7, 2025 - September 8, 2025

SEIA

RIA
CRD#: 108163
Redondo Beach, CA
Past

July 7, 2025 - September 8, 2025

SIGNATURE ESTATE SECURITIES, LLC

BD
CRD#: 18923
Redondo Beach, CA
Past

March 16, 2020 - July 14, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN DIEGO, CA
Past

March 16, 2020 - July 14, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN DIEGO, CA
Past

October 26, 2018 - December 5, 2019

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Anchorage, AK
Past

October 15, 2018 - December 5, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Anchorage, AK
Past

July 13, 2018 - September 20, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

September 19, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SEATTLE, WA
Past

June 16, 2011 - September 14, 2016

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SEATTLE, WA
Past

December 9, 2010 - September 17, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SEATTLE, WA
Past

October 8, 2009 - November 18, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
PLEASANTON, CA
Past

June 17, 2009 - November 18, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
PLEASANTON, CA
Past

July 12, 2007 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CONCORD, CA
Past

April 12, 2006 - September 12, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WALNUT CREEK, CA
Past

June 4, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 4, 2002 - September 12, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WALNUT CREEK, CA
Past

March 15, 2002 - July 3, 2002

CAL FED INVESTMENTS

BD
CRD#: 19631
SACRAMENTO, CA
Past

June 1, 2001 - February 6, 2002

PCBB CAPITAL MARKETS, LLC

BD
CRD#: 104428
WALNUT CREEK, CA
Past

November 4, 1999 - March 27, 2001

TEACHERS PERSONAL INVESTORS SERVICES, INC.

BD
CRD#: 36130
NEW YORK, NY
Past

May 26, 1999 - November 5, 1999

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

August 31, 1995 - July 11, 1997

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SEIA
SEIA
LIFECARE AFFORDABILITY PLAN | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | SEIA

CRD#: 108163 / SEC#: 801-56288

RIA
Registered Investment Advisory firm - (2/23/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/6/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/4/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/16/2015
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/12/2014
General Securities Sales Supervisor - Options Module Examination

Current Firm

SEIA
SEIA
LIFECARE AFFORDABILITY PLAN | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | SEIA

CRD#: 108163 / SEC#: 801-56288

RIA
Registered Investment Advisory firm - (2/23/1999 Approved)
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Contact information

Main Address
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 712-2323
Established
Firm type
Fiscal year end
# of Employees
171

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEIA ADV 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts23,777
AUM (Assets Under Management)$ 18,726,645,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEIA

SEIA

CRD#: 108163

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