Albert C. Lee
Professional summary
Albert C Lee is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1994. Albert has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert C Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2006 - Present
J.K. FINANCIAL SERVICES, INC.
Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860September 15, 2000 - May 18, 2006
J.K. FINANCIAL SERVICES, INC.
December 1, 1995 - October 18, 2000
ANDREW GARRETT INC.
June 22, 1995 - November 17, 1995
ACUMENT SECURITIES, INC.
November 11, 1994 - January 30, 1996
KENNEDY, CABOT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2006)
Exams
FINRA
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
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