Nathaniel A. Smith
Professional summary
Nathaniel Armstrong Smith, who also goes by Bear Armstrong Smith, Bear Smith, Nathaniel A Smith, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in North Andover, Massachusetts and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Nathaniel has worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel Armstrong Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2018 - Present
EMPOWER ADVISORY GROUP, LLC
June 14, 2013 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111November 4, 2010 - May 24, 2013
STRATEGIC ADVISERS LLC
July 30, 2007 - May 23, 2013
FIDELITY BROKERAGE SERVICES LLC
June 12, 1996 - October 12, 2001
BROWNCO, LLC
October 24, 1994 - October 26, 1995
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2013)
(6/19/2013)
(6/25/2013)
(6/20/2013)
(6/14/2013)
(6/20/2013)
(6/24/2013)
(6/21/2013)
(7/5/2013)
(6/14/2013)
(6/21/2013)
(6/24/2013)
(6/19/2013)
(6/17/2013)
(6/20/2013)
(6/24/2013)
(6/19/2013)
(12/6/2018)
(6/20/2013)
(6/24/2013)
(6/20/2013)
(6/17/2013)
(6/19/2013)
(6/18/2013)
(6/26/2013)
(6/14/2013)
(6/27/2013)
(6/19/2013)
(7/2/2013)
(6/21/2013)
(6/17/2013)
(6/25/2013)
(6/21/2013)
(6/17/2013)
(6/17/2013)
(6/25/2013)
(6/20/2013)
(6/19/2013)
(7/8/2013)
(6/17/2013)
(6/20/2013)
(6/17/2013)
(6/20/2013)
(6/19/2013)
(6/20/2013)
(6/19/2013)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
