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Craig Owen Benson

CRD# 2511481·Registered 1994 - 2015
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig Owen Benson, who also goes by Craig Benson, was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1994 - 2015. Craig had worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Craig Benson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CRT CAPITAL GROUP LLC·CRD# 28830
BD
Chicago, IL
August 18, 2014 - January 14, 2015
SANTANDER US CAPITAL MARKETS LLC·CRD# 150696
BD
Chicago, IL
March 31, 2014 - August 4, 2014
BREAN CAPITAL, LLC·CRD# 23723
BD
New York, NY
September 9, 2013 - March 14, 2014
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
Chicago, IL
February 28, 2011 - August 7, 2013
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
Chicago, IL
February 5, 2010 - January 28, 2011
MF GLOBAL INC.·CRD# 6731
BD
Chicago, IL
September 3, 2009 - February 10, 2010
MF GLOBAL INC.·CRD# 6731
BD
Chicago, IL
March 4, 2009 - August 3, 2009
OPPENHEIMER & CO. INC.·CRD# 249
BD
Chicago, IL
October 31, 2008 - February 25, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
Chicago, IL
December 2, 1998 - September 16, 2008
WINGSPAN INVESTMENT SERVICES·CRD# 17516
BD
Chicago, IL
November 22, 1996 - December 4, 1998
BMO CAPITAL MARKETS GKST INC.·CRD# 8352
BD
Minneapolis, MN
February 20, 1996 - November 6, 1996
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 26, 1994 - March 12, 1996

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Current Firm

CC
CRT CAPITAL GROUP LLC

CREDIT RESEARCH AND TRADING CORP. | STERNE AGEE CRT | CRT CAPITAL GROUP LLC | CREDIT RESEARCH AND TRADING LLC

CRD#: 28830 / SEC#: 8-43940
BD
Terminated by SEC on 11/29/2016

Contact Information

Established

Delaware since 12/31/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRT GREENWICH LLCPARENT COMPANY—
KALISH, GEOFFREY ORINBOARD CHAIRMAN OF PARENT COMPANY AND CCO—
NIELSEN, JOHN DAVIDGENERAL COUNSEL5889411
TUITE, ROBERT KEVINCHIEF FINANCIAL OFFICER AND FINOP2862493

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 2001About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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