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David Andrew Bryson

CRD# 2511402·Registered 1997 - 2001
Barred: David Andrew Bryson was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

David Andrew Bryson, who also goes by David Bryson, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1997 - 2001. David had worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Bryson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

LEVCO SECURITIES, INC.·CRD# 41585
BD
New York, NY
June 29, 2001 - December 14, 2001
PINEBRIDGE SECURITIES LLC·CRD# 5967
BD
New York, NY
December 23, 1998 - October 23, 2000
WASHINGTON INVESTMENT CORPORATION·CRD# 25727
BD
Washington, DC
February 19, 1997 - October 16, 1998

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Current Firm

LS
LEVCO SECURITIES, INC.

LEVCO SECURITIES, INC.

CRD#: 41585 / SEC#: 8-49511
BD
Terminated by SEC on 11/28/2006

Contact Information

Established

Delaware since 06/17/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BKF ASSET MANAGEMENT, INC.DIRECT OWNER—
GRAY, JOHN CLARKECHIEF FINANCIAL OFFICER & FINOP1367440
KNOX, KATHLEEN BAXTERCROP & ROP—
REBACK, ADAM JORDANCHIEF COMPLIANCE OFFICER2239303
SICILIANO, JOHN CARMINEDIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT1022427

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1996About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Feb 1997About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1994About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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