Richard Jeffrey Thomas

1. Seasonal Rental Property. Position: Co-Owner Nature: Sole Proprietorship Investment Related: No. Number Of Hours: 5 Securities Trading Hours: 0 Start Date: 05/15/2003. Address: Estero, FL, United States; Description: Marketing And Maintenance Of Residential Condo In Gated Community In Southwest Florida. 2. Fixed Insurance. Position: Insurance Agent. Nature: Independent Contractor (Sole Propreitor). Investment Related: Yes. Number Of Hours: 32 Securities Trading Hours: 28 Start Date: 06/01/2001. Address: 5806 Kennett Pike, Centreville De 19807, United States. Description: Marketing and sales of insurance products - life, disability, long term care, health and group insurance, offered to individuals and businesses. 3. Mr. Thomas is dually-registered with Perigon Wealth Management LLC and Purshe Kaplan Sterling Investments, Inc ("PKS"). Mr. Thomas has served as an investment advisor representative of Perigon Wealth Management and as a registered representative of PKS since 4/2022. Business is conducted from Wilmington, DE. Approximately 90% of Mr. Thomas's time is spent as an investment advisor representative and the remainder as a registered representative. 4. Concord Soccer Association. Not Investment related. PO Box 7063 Wilmington, DE 19803. Concord Soccer Association is a non-profit, community-based, volunteer organization devoted to the development of youth through the sport of soccer. Position / title - Treasurer (Officer/Director). The start date of your relationship - 05/15/21 hours/month you devote to this business - 10 Hrs. During securities trading hours - 2 Hrs. The Treasurer role is strictly oversight/planning, no direct handling of finances, no check writing authority, deposits to be made or funds transfer responsibilities. A contracted bookkeeping service that handles all day-to-day management of funds. Volunteer, no compensation.