Douglas M. Cohen

FIDUCIARY TRUST INTERNATIONAL

New York, NY 10022

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CRD#: 2510583

Professional summary

Douglas Matthew Cohen, who also goes by Douglas Cohen, is a registered financial advisor currently at FIDUCIARY TRUST INTERNATIONAL, LLC located in New York, New York and FRANKLIN DISTRIBUTORS, LLC located in New York, New York.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Douglas has worked at 6 firms and has passed the Series 63, Series 65, Series 86, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOIN Israel (New York, NY), Board of Directors since 2012

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Matthew Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2017 - Present

FIDUCIARY TRUST INTERNATIONAL, LLC

Office #1: 150 E. 52nd Street Suite 21001, New York, NY 10022

RIA

CRD#: 124062

New York, NY

Current

July 7, 2021 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: One Madison Avenue, New York, NY 10010

CRD#: 109064

NEW YORK, NY

Past

June 2, 2021 - July 7, 2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

SAN MATEO, CA

Past

June 1, 2009 - May 4, 2012

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

April 2, 2007 - September 15, 2010

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

August 20, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 26, 1995 - September 15, 2003

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY TRUST INTERNATIONAL, LLC

CRD#: 124062 / SEC#: 801-62001

RIA

Registered Investment Advisory firm - (4/17/2003 Approved)

Massachusetts

Registered Investment Advisory firm - (1/30/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2022)

Colorado
(1/5/2022)

Connecticut
(1/5/2022)

Delaware
(1/7/2022)

Florida
(1/5/2022)

IAR

Massachusetts
(8/31/2017)

Massachusetts
(1/5/2022)

New Jersey
(2/8/2022)

IAR

New York
(2/14/2021)

New York
(12/1/2021)

Ohio
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/22/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/30/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 86

Date: 3/1/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 1/19/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/22/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/24/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIDUCIARY TRUST INTERNATIONAL, LLC

CRD#: 124062 / SEC#: 801-62001

RIA

Registered Investment Advisory firm - (4/17/2003 Approved)

Massachusetts

Registered Investment Advisory firm - (1/30/2009 Terminated)

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Contact information

Main Address

55 Old Bedford Rd Suite 302, Lincoln, MA 01773

Mailing Address

Phone number

(781) 274-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIARY TRUST INTERNATIONAL, LLC FORM ADV 2A DECEMBER 2024 (12/23/2024)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 6,324,878,192

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/14/2025	Cover Page	Report
06/27/2024	Cover Page	Report
10/25/2023	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Matthew Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

FIDUCIARY TRUST INTERNATIONAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/2021

Series 65

Date: 8/30/2017

Series 86

Date: 3/1/2005

Series 87

Date: 1/19/2005

Series 7

Date: 8/22/1995

Series 24

Date: 12/24/2008

FINRA

Current Firm

FIDUCIARY TRUST INTERNATIONAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIARY TRUST INTERNATIONAL, LLC

TRUST BUT VERIFY

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