Frank P. Paiano
Professional summary
Frank Philip Paiano JR, who also goes by Frank Paiano, is a registered financial professional currently at PRIVATE PORTFOLIO, INC. located in La Jolla, California.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1998. Frank has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Philip Paiano JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2004 - Present
PRIVATE PORTFOLIO, INC.
Office #1: 7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037October 20, 1998 - January 12, 2004
E. S. HOPE FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2004)
(6/10/2022)
(10/23/2017)
Exams
FINRA
Current Firm
PRIVATE PORTFOLIO, INC.
CRD#: 36644 / SEC#: 801-69346, 8-47421
Contact information
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 91,500,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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