Robert E. Baisch
Professional summary
Robert Eugene Baisch, who also goes by Bob Baisch, is a registered financial advisor currently at LADENBURG THALMANN ASSET MANAGEMENT INC located in New York, New York and LADENBURG THALMANN & CO. INC. located in New York, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Eugene Baisch's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2018 - Present
LADENBURG THALMANN ASSET MANAGEMENT INC
Office #1: 640 Fifth Avenue 4th Fl., New York, NY 10019October 12, 2015 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 640 5th Avenue 4th Floor, New York, NY 10019August 13, 2012 - October 15, 2015
GILFORD SECURITIES INCORPORATED
July 8, 2010 - August 25, 2011
GLEACHER & COMPANY SECURITIES, INC.
September 18, 2008 - July 7, 2010
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 14, 1998 - September 24, 2008
JEFFERIES LLC
September 22, 1994 - April 30, 1998
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2015)
(10/12/2015)
(10/12/2015)
(1/29/2025)
(4/12/2023)
(10/12/2015)
(8/17/2020)
(10/12/2015)
(10/26/2018)
(10/12/2015)
(3/23/2021)
(10/12/2015)
(10/12/2015)
(10/12/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/11/2011
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,334 |
| AUM (Assets Under Management) | $ 5,611,078,759 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
