JD
John P. Dunn
STRATEGIC ADVISERS LLC
BEDFORD, NY
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CRD#: 2510088
JD
Professional summary
John P. Dunn, who also goes by John P Dunn, John Dunn, John Patrick Dunn, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bedford, New York and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John P Dunn | John Dunn | John Patrick Dunn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John P. Dunn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BEDFORD, NY
Current
March 7, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
March 25, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ARMONK, NY
Past
January 6, 2020 - July 10, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Stamford, CT
Past
November 26, 2019 - July 10, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Stamford, CT
Past
December 9, 2013 - December 4, 2017
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SCARSDALE, NY
Past
February 5, 2013 - November 30, 2017
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SCARSDALE, NY
Past
January 25, 2011 - January 16, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
January 11, 2011 - January 16, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
February 2, 2010 - December 17, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
STAMFORD, CT
Past
September 4, 2007 - March 25, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
NEW YORK, NY
Past
May 17, 2007 - March 25, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NEW YORK, NY
Past
August 15, 2006 - May 8, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
October 13, 1994 - March 31, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/21/2022)
RR
Alaska(3/21/2022)
RR
Arizona(3/21/2022)
RR
Arkansas(3/21/2022)
RR
California(3/16/2022)
RR
Colorado(3/21/2022)
RR
Connecticut(3/9/2022)
RR
Delaware(4/6/2022)
RR
District of Columbia(3/23/2022)
RR
Florida(3/8/2022)
RR
Georgia(3/15/2022)
RR
Hawaii(4/1/2022)
RR
Idaho(3/7/2022)
RR
Illinois(3/16/2022)
RR
Indiana(4/13/2022)
RR
Iowa(3/21/2022)
RR
Kansas(3/16/2022)
RR
Kentucky(3/23/2022)
RR
Louisiana(3/25/2022)
RR
Maine(3/16/2022)
RR
Maryland(3/8/2022)
RR
Massachusetts(3/16/2022)
RR
Michigan(3/17/2022)
RR
Minnesota(3/21/2022)
RR
Mississippi(3/17/2022)
RR
Missouri(3/16/2022)
RR
Montana(3/22/2022)
RR
Nebraska(3/22/2022)
RR
Nevada(3/28/2022)
RR
New Hampshire(5/23/2022)
RR
New Jersey(3/21/2022)
RR
New Mexico(3/21/2022)
RR
New York(3/19/2022)
IAR
New York(3/31/2025)
RR
North Carolina(3/16/2022)
RR
North Dakota(3/21/2022)
RR
Ohio(3/16/2022)
RR
Oklahoma(3/23/2022)
RR
Oregon(3/15/2022)
RR
Pennsylvania(3/16/2022)
RR
Puerto Rico(3/11/2022)
RR
Rhode Island(5/4/2022)
RR
South Carolina(3/23/2022)
RR
South Dakota(3/24/2022)
RR
Tennessee(3/21/2022)
RR
Texas(3/15/2022)
IAR
Texas(3/31/2025)
RR
Utah(3/16/2022)
RR
Vermont(3/22/2022)
RR
Virgin Islands(3/21/2022)
RR
Virginia(3/21/2022)
RR
Washington(3/21/2022)
RR
West Virginia(3/21/2022)
RR
Wisconsin(3/15/2022)
RR
Wyoming(3/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
