MH
Mark Hughes
LAFAYETTE INVESTMENTS
Ashton, MD 20861
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CRD#: 2509970
MH
Professional summary
Mark Hughes is a registered financial advisor currently at LAFAYETTE INVESTMENTS, INC. located in Ashton, Maryland.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1994 - Present
LAFAYETTE INVESTMENTS, INC.
Office #1: 17830 New Hampshire Avenue Suite 201, Ashton, MD 20861RIA
CRD#: 22471
Ashton, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LAFAYETTE INVESTMENTS, INC.
LAFAYETTE INVESTMENTS, INC. | LAFAYETTE SQUARE PARTNERS, INC.
CRD#: 22471 / SEC#: 801-32522, 8-39730
RIA
Registered Investment Advisory firm - SEC (7/13/1988 Approved)District of Columbia
Registered Investment Advisory firm - SEC (9/26/2005 Terminated)BD
Terminated by SEC on 08/29/2021
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(10/29/2002)
IAR
Texas(6/10/2013)
Current Firm
LI
LAFAYETTE INVESTMENTS, INC.
LAFAYETTE INVESTMENTS, INC. | LAFAYETTE SQUARE PARTNERS, INC.
CRD#: 22471 / SEC#: 801-32522, 8-39730
RIA
Registered Investment Advisory firm - SEC (7/13/1988 Approved)District of Columbia
Registered Investment Advisory firm - SEC (9/26/2005 Terminated)BD
Terminated by SEC on 08/29/2021
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Contact information
Main Address
17830 New Hampshire Avenue Suite 201, Ashton, MD 20861
Mailing Address
Phone number
(301) 570-2959
Established
Delaware since 03/29/1988
Firm type
Corporation
Fiscal year end
December
# of Employees
7
SEC notice filing (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DINN, SCOTT HATHAWAY | SHAREHOLDER/ DIRECTOR/ VP | 1528157 |
| HUGHES, MARK | SHAREHOLDER/ DIRECTOR/ VP | |
| JUDGE, LAWRENCE | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR./PRIN. OPER. OFCR. | 1840145 |
| NOYES, ROBERT ADAMS | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | 2538752 |
| KLINGER, RYAN MICHAEL | SHAREHOLDER | 4710932 |
| LAPRADE, LINDA ELIZABETH | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | 2004482 |
Regulatory assets under management
| Total Number of Accounts | 587 |
| AUM (Assets Under Management) | $ 895,023,258 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
