MR
Mark D. Rosen
TLG ADVISORS
Pittsburgh, PA 15219
Some features on this profile are disabled
CRD#: 2509947
MR
Professional summary
Mark David Rosen is a registered financial advisor currently at TLG ADVISORS, INC. located in Pittsburgh, Pennsylvania and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT - 1/1/1980 - Two Gateway Center, 603 Stanwix Street, Suite 1655, Pittsburgh, PA 15222 - Independent Insurance Agent, Sales of insurance products, personal insurance sales (life, DI, LTC, fixed annuity), Invt Rel, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) PROFESSIONAL LIFE ADVISORS NETWORK DBA FOR WHOLESALE MEMBER AGENCY - 6/5/2008 - Two Gateway Center, 603 Stanwix Street, Suite 1655, Pittsburgh, PA 15222 - Our Brokerage Agency is a Member of PLAN, Wire house point of sale, Invt Rel, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) UNDERWRITERS BROKERAGE SERVICE - 4/1/1979 - Two Gateway Center, 603 Stanwix Street, Suite 1655, Pittsburgh, PA 15222 - Owner, DBA for insurance, Wholesale insurance which can include VUL, Invt Rel, 150 hrs/mo; 150 hrs/mo (during trading hours). 4.) LIBRA Insurance Partners - 1/16/2020 - Two Gateway Center, 603 Stanwix Street, Suite 1655, Pittsburgh, PA 15222 - My BGA is a member firm in this IMO, Members meeting, Not Inv't Rel, 0 hrs/mo; 0 hrs/mo (during trading hours). 5.) THE LRM GROUP - 6/15/2017 -Two Gateway Center, 603 Stanwix Street, Suite 1655, Pittsburgh, PA 15222 - Partner, Admin and sales marketing, Insurance brokerage and point of sale focused on working with fee based and fee only advisors, Not Invt Rel, 20 hrs/mo; 20 hrs/mo (during trading hours). 6.) TLG ADVISORS INC - 11/30/2015 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Mark David Rosen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2015 - Present
TLG ADVISORS, INC.
Office #1: 310 Grant Street, Suite 920, Pittsburgh, PA 15219RIA
CRD#: 111052
Pittsburgh, PA
Current
October 13, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
Summit, NJ
Past
December 2, 2004 - October 12, 2015
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PITTSBURGH, PA
Past
January 1, 2004 - October 12, 2015
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PITTSBURGH, PA
Past
June 12, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
August 3, 1994 - June 17, 2002
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/21/2025)
RR
California(3/15/2023)
RR
Maryland(3/16/2016)
RR
Pennsylvania(10/13/2015)
IAR
Pennsylvania(11/30/2015)
RR
West Virginia(9/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/31/2003
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
