James J. Allingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Allingham, who also goes by James J Allingham, Jj Allingham, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2021 - September 15, 2023
Z-SQUARED SECURITIES, LLC
April 18, 2019 - April 15, 2020
VIRTU ITG LLC
December 13, 2013 - April 15, 2020
VIRTU AMERICAS LLC
June 26, 2012 - December 2, 2013
WELLS FARGO SECURITIES, LLC
February 22, 2011 - July 5, 2012
GOLDMAN SACHS & CO. LLC
January 5, 2007 - July 5, 2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 30, 2006 - January 5, 2007
GOLDMAN SACHS & CO. LLC
July 2, 2002 - July 14, 2004
NYFIX TRANSACTION SERVICES, INC.
February 24, 2000 - July 30, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 23, 1994 - February 16, 2000
TULLETT LIBERTY BROKERAGE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
Z-SQUARED SECURITIES, LLC
CRD#: 309321 / SEC#: , 8-70527
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZINGEROO, INC. | MEMBER | |
| BASKETT, ERIN | CHIEF COMPLIANCE OFFICER/ FINOP | 4538604 |
Red Flags
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