Andrew G. Mandala
Professional summary
Andrew Garrett Mandala was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew Garrett Mandala, who also goes by Drew Mandala, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1996. Andrew had worked at 5 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2018 - February 13, 2019
BURCH & COMPANY, INC
September 6, 2016 - November 21, 2016
RAYMOND JAMES & ASSOCIATES, INC.
September 6, 2016 - November 21, 2016
RAYMOND JAMES & ASSOCIATES, INC.
April 30, 2004 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
April 23, 2004 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
July 1, 2003 - April 28, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - April 28, 2004
WELLS FARGO CLEARING SERVICES, LLC
August 14, 1996 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 3, 1996 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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