Leonard B. Lanni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Bruce Lanni was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1996. Leonard had worked at 6 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - September 19, 2020
LANNI CAPITAL INVESTMENTS LLC
February 11, 2011 - March 24, 2011
INTL ADVISORY CONSULTANTS INC.
February 11, 2011 - March 24, 2011
STERNE, AGEE & LEACH, INC.
November 20, 2009 - February 14, 2011
NOLLENBERGER CAPITAL PARTNERS INC.
November 16, 2009 - February 14, 2011
NOLLENBERGER CAPITAL PARTNERS INC.
August 12, 2005 - December 3, 2007
A. G. EDWARDS & SONS, INC.
January 23, 2001 - December 3, 2007
A. G. EDWARDS & SONS, INC.
December 6, 1996 - November 2, 2000
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LANNI CAPITAL INVESTMENTS LLC
CRD#: 157791 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
