Sandeep D. Kitson
Professional summary
Sandeep David Kitson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sandeep is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Sandeep had worked at 7 firms, which includes OBSIDIAN FINANCIAL GROUP LLC, FIRST MONTAUK SECURITIES CORP., WOODSTOCK FINANCIAL GROUP INC., J.P. TURNER & COMPANY L.L.C., DPEC CAPITAL INC., PRIME CHARTER LTD., BARINGTON CAPITAL GROUP L.P..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2004 - July 12, 2004
OBSIDIAN FINANCIAL GROUP, LLC
April 1, 2004 - June 10, 2004
FIRST MONTAUK SECURITIES CORP.
June 24, 2003 - March 8, 2004
WOODSTOCK FINANCIAL GROUP, INC.
March 1, 2002 - August 21, 2002
J.P. TURNER & COMPANY, L.L.C.
October 11, 2001 - May 15, 2002
DPEC CAPITAL, INC.
February 25, 1998 - October 10, 2001
PRIME CHARTER LTD.
November 11, 1994 - March 12, 1998
BARINGTON CAPITAL GROUP, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
OBSIDIAN FINANCIAL GROUP, LLC
CRD#: 104255 / SEC#: , 8-52756
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 9 |
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