Randall S. Winters
Professional summary
Randall S. Winters, who also goes by Randall S Winters, is a registered financial professional currently at METRONOME SECURITIES, LLC located in Chicago, Illinois.
Randall is registered as a RR (Registered Representative) and started their career in finance in 1997. Randall has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randall S. Winters's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
METRONOME SECURITIES, LLC
Office #1: 200 W. Madison Suite 2040, Chicago, IL 60606September 8, 2005 - December 31, 2024
E.L.K. CAPITAL ADVISORS, LLC
October 21, 2003 - April 14, 2005
DEUTSCHE BANK SECURITIES INC.
May 30, 2003 - October 21, 2003
DEAM INVESTOR SERVICES, INC.
June 14, 1999 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
November 24, 1997 - June 14, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 5/12/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
METRONOME SECURITIES, LLC
CRD#: 158957 / SEC#: , 8-68947
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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