LT
Lisa M. Tursi
REGAL INVESTMENT ADVISORS LLC
Sudbury, MA
Some features on this profile are disabled
CRD#: 2508206
LT
Professional summary
Lisa M Tursi, AIF®, who also goes by Lisa M Auchy, Lisa M Tursi, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Sudbury, Massachusetts and REGULUS FINANCIAL GROUP, LLC located in Sudbury, Massachusetts.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Lisa has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa M Auchy | Lisa M Tursi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Tursi Wealth Management - Investment Related: Yes - Address: 61 Maynard Farm Rd, Sudbury, MA 01776 - Nature of Business: Registered rep activity through Regulus Financial Group, LLC using a DBA name; Investment advisory activity through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Registered Representative, Investment Advisor Representative, Agent - Start Date: 10/2025 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Provide financial services, insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa M Tursi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 10, 2025 - Present
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
Sudbury, MA
Current
October 9, 2025 - Present
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Sudbury, MA
Past
March 9, 2015 - October 10, 2025
CAPITAL ANALYSTS
RIA
CRD#: 162200
NEEDHAM, MA
Past
June 17, 2013 - October 10, 2025
LINCOLN INVESTMENT
RIA
CRD#: 519
NEEDHAM, MA
Past
August 2, 2010 - October 10, 2025
LINCOLN INVESTMENT
BD
CRD#: 519
NEEDHAM, MA
Past
November 17, 1994 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
CINCINNATI, OH
Past
October 19, 1994 - November 28, 1994
CONSECO EQUITY SALES, INC.
BD
CRD#: 4125
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/9/2025)
RR
California(10/9/2025)
RR
Colorado(10/9/2025)
RR
Connecticut(10/9/2025)
RR
District of Columbia(10/9/2025)
RR
Florida(10/9/2025)
RR
Georgia(10/9/2025)
RR
Hawaii(10/9/2025)
RR
Indiana(10/9/2025)
RR
Iowa(10/9/2025)
RR
Maine(10/9/2025)
RR
Massachusetts(10/9/2025)
IAR
Massachusetts(10/10/2025)
RR
New Hampshire(10/9/2025)
RR
New Jersey(10/9/2025)
RR
New York(10/9/2025)
RR
North Carolina(10/10/2025)
RR
Ohio(10/9/2025)
RR
Oregon(10/9/2025)
RR
Pennsylvania(10/9/2025)
RR
Rhode Island(10/9/2025)
RR
South Carolina(10/9/2025)
RR
Utah(10/9/2025)
RR
Vermont(10/9/2025)
RR
Wisconsin(10/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
