Lia Bettenhausen Goff
Professional Summary
Lia Bettenhausen Goff, who also goes by Lia Marie Bettenhausen, is a registered financial advisor currently at &PARTNERS located in Nashville, Tennessee and ALERA SECURITIES LLC located in Deerfield, Illinois. Lia is registered as a RR (Registered Representative) and started their career in finance in 2001. Lia has worked at 7 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lia Marie Bettenhausen
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ALERA SECURITIES LLC
Contact Information
Main Address
Three Parkway North, Suite 500, Deerfield, IL 60015Mailing Address
Three Parkway North, Suite 500, Deerfield, IL 60015Phone Number
(847) 457-3000Established
Delaware since 09/07/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lia Bettenhausen Goff's CRS (Customer Relationship Summary).
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