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Joel Bryan Cramer

MORGAN STANLEY DISTRIBUTION
Chicago, IL
·CRD# 2507906·16 years experience

Professional Summary

Joel Bryan Cramer is a registered financial advisor currently at MORGAN STANLEY DISTRIBUTION, INC. located in Chicago, Illinois. Joel is registered as a RR (Registered Representative) and started their career in finance in 1994. Joel has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

MORGAN STANLEY DISTRIBUTION, INC.·CRD# 30344
BD
233 South Wacker Drive, Chicago, IL 60606
October 19, 2023 - Present
CONNING INVESTMENT PRODUCTS, INC.·CRD# 120387
BD
Chicago, IL
September 6, 2012 - September 8, 2023
BBVA COMPASS INVESTMENT SOLUTIONS, INC·CRD# 17086
BD
Birmingham, AL
June 28, 1994 - July 25, 1996

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Current Firm

MS
MORGAN STANLEY DISTRIBUTION, INC.

MAS FUND DISTRIBUTION, INC. | MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344 / SEC#: 8-44766
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1585 Broadway, New York, NY 10036

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone Number

(212) 296-7860

Established

Pennsylvania since 02/28/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MORGAN STANLEY INVESTMENT MANAGEMENT INC.OWNER—
CORSO, JEFFREYDIRECTOR3113988
FAMIGLIETTI, FRANK JCO-PRESIDENT AND DIRECTOR2702269
KASETA, LYNN MCHIEF COMPLIANCE OFFICER6451373
KUSH, ANTHONY NPRINCIPAL FINANCIAL OFFICER AND FINOP7463692
MCMULLEN, FREDERICK ALLENDIRECTOR AND TEXAS DESIGNATED PRINCIPAL2537409
MICHAUD, DAVID ANDREWCO-PRESIDENT AND DIRECTOR2730645
RANDALL, RONALD ALLANPRINCIPAL OPERATIONS OFFICER2946509

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/8/2023)
RR
Alaska
(11/8/2023)
RR
Arizona
(11/8/2023)
RR
Arkansas
(11/8/2023)
RR
California
(11/8/2023)
RR
Colorado
(10/19/2023)
RR
Connecticut
(10/19/2023)
RR
Delaware
(11/8/2023)
RR
District of Columbia
(10/19/2023)
RR
Florida
(10/19/2023)
RR
Georgia
(11/8/2023)
RR
Hawaii
(11/8/2023)
RR
Idaho
(10/19/2023)
RR
Illinois
(11/8/2023)
RR
Indiana
(11/8/2023)
RR
Iowa
(11/8/2023)
RR
Kansas
(11/8/2023)
RR
Kentucky
(11/8/2023)
RR
Louisiana
(10/19/2023)
RR
Maine
(11/8/2023)
RR
Maryland
(10/19/2023)
RR
Massachusetts
(11/8/2023)
RR
Michigan
(11/8/2023)
RR
Minnesota
(11/8/2023)
RR
Mississippi
(11/8/2023)
RR
Missouri
(11/8/2023)
RR
Montana
(11/8/2023)
RR
Nebraska
(11/8/2023)
RR
Nevada
(11/8/2023)
RR
New Hampshire
(11/8/2023)
RR
New Jersey
(11/8/2023)
RR
New Mexico
(11/8/2023)
RR
New York
(11/8/2023)
RR
North Carolina
(11/8/2023)
RR
North Dakota
(11/8/2023)
RR
Ohio
(10/19/2023)
RR
Oklahoma
(11/8/2023)
RR
Oregon
(11/8/2023)
RR
Pennsylvania
(11/8/2023)
RR
Puerto Rico
(10/19/2023)
RR
Rhode Island
(11/8/2023)
RR
South Carolina
(11/8/2023)
RR
South Dakota
(11/8/2023)
RR
Tennessee
(11/8/2023)
RR
Texas
(11/8/2023)
RR
Utah
(11/8/2023)
RR
Vermont
(11/8/2023)
RR
Virginia
(11/8/2023)
RR
Washington
(11/8/2023)
RR
West Virginia
(11/8/2023)
RR
Wisconsin
(11/8/2023)
RR
Wyoming
(11/8/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2023About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2012About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joel Bryan Cramer's CRS (Customer Relationship Summary).

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