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Liza Garber

CRD# 2507727·Registered 1994 - 2012
Previously Registered: Being a previously registered professional could mean that Liza is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Liza Garber, who also goes by Liza Dale Kahn, Liza Dale Kahn-garber, was a registered financial advisor. Liza was a previously registered financial professional and started their career in finance 1994 - 2012. Liza had worked at 3 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Liza Dale Kahn, Liza Dale Kahn-Garber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

LYSTER WATSON SECURITIES, INC.·CRD# 30210
BD
New York, NY
May 26, 1999 - September 24, 2012
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 29, 1997 - June 16, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 15, 1994 - June 16, 1998

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Current Firm

LW
LYSTER WATSON SECURITIES, INC.

LYSTER WATSON & COMPANY | LYSTER, WATSON & COMPANY | LYSTER WATSON SECURITIES, INC.

CRD#: 30210 / SEC#: 8-44783
BD
Terminated by SEC on 04/03/2019

Contact Information

Established

Delaware since 01/22/1992

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LYSTER, ROBERT CARTERCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, TREASURER & SECRETARY315477
KOPEC, ANNAFINANCIAL & OPERATIONS PRINCIPAL, CFO5802820

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LG
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