Liza Garber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Liza Garber, who also goes by Liza Dale Kahn, Liza Dale Kahn-garber, was a registered financial professional .
Liza is a previously registered financial professional and started their career in finance in 1994. Liza had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1999 - September 24, 2012
LYSTER WATSON SECURITIES, INC.
November 29, 1997 - June 16, 1998
SALOMON BROTHERS INC.
August 15, 1994 - June 16, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LYSTER WATSON SECURITIES, INC.
CRD#: 30210 / SEC#: , 8-44783
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
