Stephen D. Anderson

CFS WEALTH MANAGEMENT

Macon, GA 31210

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CRD#: 2507388

Professional summary

Stephen Dale Anderson is a registered financial advisor currently at CFS WEALTH MANAGEMENT located in Macon, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Macon, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)CFS Wealth Management. Investment Related. 1515 Bass Road, Suite D, Macon GA 31210. RIA. IAR. Start 5/2005. 160 hours per month, 130 during trading. Advisor Representative. (2)INSURANCE business under CFS Wealth Management, investment related, 1515 Bass Rd., Suite D, Macon, GA 31210: Agent, start date 12/05; 1 hr per month, during trading hours. Insurance related. (3)PKS Financial. Investment Related. 80 State Street, Albany NY 12207. Insurance. Agent. Start 12/2005.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dale Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2008 - Present

CFS WEALTH MANAGEMENT

Office #1: 1515 Bass Road Suite D, Macon, GA 31210

RIA

CRD#: 135579

Macon, GA

Current

December 2, 2005 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1515 Bass Road Suite D, Macon, GA 31210

CRD#: 35747

Macon, GA

Past

March 3, 2008 - June 16, 2008

CHAPMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 145984

MACON, GA

Past

December 7, 2005 - March 14, 2008

CFS WEALTH MANAGEMENT

RIA

CRD#: 135579

MACON, GA

Past

March 13, 2003 - November 11, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

WARNER ROBINS, GA

Past

April 16, 2001 - November 11, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 21, 2000 - May 3, 2001

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

January 3, 1998 - July 25, 2000

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

August 4, 1995 - January 2, 1998

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

July 29, 1994 - August 11, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CFS WEALTH MANAGEMENT

CFS WEALTH MANAGEMENT | CHAPMAN WEALTH MANAGEMENT, L.L.C. | CHAPMAN FINANCIAL SERVICES | CFS WEALTH MANAGEMENT, LLC

CRD#: 135579 / SEC#: 801-130591

RIA

Registered Investment Advisory firm - (7/2/2024 Approved)

Florida

Registered Investment Advisory firm - (3/25/2015 Approved)

Georgia

Registered Investment Advisory firm - (2/6/2015 Approved)

Texas

Registered Investment Advisory firm - (2/11/2015 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/2/2005)

Florida
(12/2/2005)

Georgia
(12/2/2005)

IAR

Georgia
(3/31/2008)

Texas
(7/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/28/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CFS WEALTH MANAGEMENT

CFS WEALTH MANAGEMENT | CHAPMAN WEALTH MANAGEMENT, L.L.C. | CHAPMAN FINANCIAL SERVICES | CFS WEALTH MANAGEMENT, LLC

CRD#: 135579 / SEC#: 801-130591

RIA

Registered Investment Advisory firm - (7/2/2024 Approved)

Florida

Registered Investment Advisory firm - (3/25/2015 Approved)

Georgia

Registered Investment Advisory firm - (2/6/2015 Approved)

Texas

Registered Investment Advisory firm - (2/11/2015 Conditional Restricted)

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Contact information

Main Address

1515 Bass Road Suite D, Macon, GA 31210

Mailing Address

Phone number

(478) 471-1875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B FOR ADVISORY REPRESENTATIVES AND SOLICITORS (8/14/2025)

FORM ADV PART 2A CFS WEALTH MANAGEMENT, LLC (8/14/2025)

FORM CRS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	457
AUM (Assets Under Management)	$ 158,728,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen D. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dale Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CHAPMAN FINANCIAL SERVICES, LLC

CFS WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BB&T INVESTMENT SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CAPITAL BROKERAGE CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CFS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1997

Series 6

Date: 7/28/1994

FINRA

Current Firm

CFS WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CFS WEALTH MANAGEMENT

TRUST BUT VERIFY

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