Richard K. Hoskins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Kelly Hoskins, who also goes by Dick Hoskins, Richard K Hoskins, Richard Kelly Hoskins Mr., was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1969. Richard had worked at 2 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1999 - January 9, 2019
PORTFOLIOS MANAGEMENT COMPANY
September 4, 1969 - November 14, 1991
ANDERSON & STRUDWICK, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/18/1977
AMEX Put and Call ExamSeries 1
Date: 12/4/1959
Registered Representative ExaminationCurrent Firm
PORTFOLIOS MANAGEMENT COMPANY
CRD#: 116229 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
