Matthew E. Shaffer
Professional summary
Matthew Edward Shaffer, CFP®, who also goes by Matt Edward Shaffer, is a registered financial advisor currently at SHAFFER CAPITAL located in Westerville, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Edward Shaffer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
May 21, 2009 - Present
SHAFFER CAPITAL
Office #1: 550 Polaris Parkway Suite 130, Westerville, OH 43082May 15, 2009 - December 31, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 2, 2002 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
November 13, 2001 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
July 30, 1996 - November 20, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
SHAFFER CAPITAL
CRD#: 150106 / SEC#: 801-119045
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/21/2009)
(6/16/2012)
Exams
Current Firm
SHAFFER CAPITAL
CRD#: 150106 / SEC#: 801-119045
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 457 |
| AUM (Assets Under Management) | $ 211,059,174 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
