Ronald W. Bass
Professional summary
Ronald Wayne Bass, who also goes by Ron Bass, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1994. Ronald has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 4, Series 24 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Wayne Bass's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 2950 Sw Mcclure Road Suite B, Topeka, KS 66614June 16, 2020 - January 10, 2024
CHARLES SCHWAB & CO., INC.
April 7, 2009 - December 31, 2017
GUIDESTONE FINANCIAL SERVICES
May 20, 2004 - September 11, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
February 19, 2004 - May 17, 2004
BANC ONE SECURITIES CORPORATION
October 12, 1999 - November 4, 2003
HILLTOP SECURITIES INC.
June 1, 1998 - September 14, 1999
RAYMOND JAMES & ASSOCIATES, INC.
July 10, 1995 - December 31, 1995
FIMCO SECURITIES GROUP, INC.
January 1, 1995 - June 4, 1998
COMERICA SECURITIES
August 16, 1994 - January 1, 1995
COMERICA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/17/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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