John M. Barnat
Professional summary
John Michael Barnat, who also goes by John M Barnat, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Boston, Massachusetts.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 6 firms and has passed the Series 63, Series 3, SIE, Series 57, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Barnat's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2016 - Present
GAR WOOD SECURITIES, LLC
Office #1: 75 State Street Suite 100, Boston, MA 02109April 23, 2010 - July 12, 2016
BTIG, LLC
May 9, 2005 - May 3, 2010
COWEN EXECUTION SERVICES LLC
June 23, 2000 - May 2, 2005
BOSTON INSTITUTIONAL SERVICES INCORPORATED
February 20, 1998 - June 20, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
January 25, 1996 - October 18, 1996
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2022)
(8/11/2016)
(8/11/2016)
(11/16/2022)
(8/11/2016)
Exams
FINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
GAR WOOD SECURITIES, LLC
CRD#: 138033Boston, MA 02109TRUST BUT VERIFY
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